Forecasting
exurban development to evaluate the influence of land-use policies on wildland
and farmland conservation.
Adina M.
Merenlender1, Colin Brooks2, David Shabazian3,
Shengyi Gao4, and Robert Johnston4
Key
Words: farmland conservation, geographic information system, habitat
fragmentation, land-use change model
ABSTRACT
Exurbia (rural low-density residential development)
is one of the fastest growing types of land-use and can result in habitat
fragmentation and loss of farmland.
Local zoning restrictions and farmland protection are the most common
ways of controlling low-density development in rural areas. While planners have recognized the utility
of land-use change models for decision-making, most models do not effectively
forecast exurban expansion. To rectify
this problem, a spatially explicit model called UPlan that projects exurban
development was adapted for Sonoma County California, where an estimated 27% of
the people live at low densities (< 1 unit/0.8 ha [2 acres]). The projected
pattern and extent of development resulting from three alternate agricultural
land protection policies were compared, and the likely impact on natural areas
and farmland was assessed. The results reveal that if current farmland is not
protected from exurban development, 73% of all Sonoma County’s remaining core
forest could be comprised of edge habitat (within 500m of development) by 2010,
and as much as 12% of existing farmland will be developed. We demonstrate that some farmland protection
policies can have unintended consequences for forest conservation due to
increases in exurban residential development.
This research represents a real-world application of a new model that
can assist planners to assess the impact of zoning and subdivision controls on
land conservation where exurban expansion is a concern.
INTRODUCTION
The growth rate outside of cities in the United
States currently exceeds that of metropolitan areas (Morrill, 1992; Heimlich
and Anderson, 2001), in part due to the popularity of countryside living. Davis et al. (1994) estimated that almost 60
million people in the United States lived in exurbia – a type of development
that occurs in the rural countryside resulting in an unorganized scattering of
homes on large parcels of land (Lamb, 1983).
The increased rate of exurban development, along with the larger land
area required to support it, means that ten times the amount of land in the
United States was converted to exurbia as compared to urban development in 2000
(Theobald, 2002). Estimates based on
nighttime satellite imagery suggest that 37% of the U.S. population now lives
in exurban areas that account for 14% of the land area. In contrast, purely urban areas account for
only 1.7% of the land area and house 55% of the population, and rural areas
make up 84% of the land area but only contain 8% of the population (Sutton et
al., in press).
The process and
consequences of exurban development on rural land formerly dominated by
extensive agriculture (e.g. ranching and forestry) in the United States is well
documented for Colorado (Riebsame et al., 1996; Maestas et al., 2001), Virginia
(Lucy and Philips, 1997), and Arizona (Esparza and Carruthers, 2000). The extent of exurban development also
appears to be increasing across much of the world. In South Australia the peri-urban areas, defined as around the
edges of a city, had a growth rate of 4 times that of metropolitan Adelaide in
1996 (Fisher 2003). Between 1971 and
2001, Alberta experienced a 32% increase in rural population (Azimer and Stone,
2003). Country homes are common across
Europe, and especially in France, where there was an explosion of home building
in rural areas starting in the 1970s (Dubost, 1998). The number of rural residents has also increased dramatically in
Denmark (Tress and Tress, 2001). In
the Netherlands, large estate homes are very popular and attempts are being
made to make these “New Rural Lifestyle Estates” pay for restoring agricultural
land for conservation purposes (van den Berg and Wintjes, 2000). What started off as simple country outposts
in Russia (Dachas) are now year-round exurban homes outside of Russian cities
(Struyk and Angelici, 1996). This type
of low-density development on the edge of cities and
towns that is poorly planned, land consumptive, auto-dependent, and designed
without respect to its surroundings is often referred to as sprawl. We can conclude that no matter what it is
called – spawl, peri-urban, or exurban – this type of low-density development
is becoming increasingly common in much of the world.
An example of the type of fragmentation that can
result from exurban development was well documented for the Sierra foothills of
California (Walker and Fortmann, 2003).
Here the median size of landholdings in 1957 for Nevada County was 223
hectares and by 2001 it had been reduced to just 3.6 hectares. The impacts of
this type of fragmentation on biodiversity are generally unknown and likely to
be undervalued (Harte, 2001). Only
recently have there been attempts to quantify these impacts. In particular, research examining the
response of bird communities to residential development has demonstrated that
only certain species tolerate houses and their associated disturbances (Nillon
et al. 1995; Clergeau et al., 1998; Merenlender et al., 1998;
Fernandez-Juricic, 2001; Reynaud and Thioulouse, 2000; Parsons et al., 2003;
Odell et al., 2003).
The fact
that exurban development is responsible for loss of farmland has also only
recently been appreciated (Bradshaw and Muller 1998; Theobald 2002). The development and fragmentation of
agricultural landscapes can present problems for the production of food and
fiber. In addition, conflicts between
farmers and their rural residential neighbors can arise over noise, chemical
applications, and smells that are part of farming (Kay et al. 2003).
Attempts to reduce the expansion of exurban
development are widespread. By 1998, 19
U.S. states had formally addressed sprawl and open-space issues through task
forces or growth-management plans (Staley, 1999). Low-density zoning and subdivision controls are probably the most
common policies used to contain exurban development, along with open-space and
farmland preservation programs, which often entail the purchase of partial
development rights through conservation easements (Merenlender et al.,
2004). In addition, agriculturalists
have a long history of trying to protect private land from development in order
to ensure the future sustainability of farming (Medvitz, 1999; Sokolow,
1999). These land conservation policies
are usually implemented at the local scale of governance through a land-use
plan. For example, more than 20,000
local land-use plans were developed in Denmark alone by 1977 (Enemark, 2002). There is much debate in the literature about
the effectiveness of various policies, such as low-density zoning, at confining
development in and around urban centers (Squires, 2002), and the likely impact
of these policies is rarely assessed prior to adoption. However, a very useful framework for how to
best evaluate land-use planning activities on biodiversity has been developed
(Theobald and Hobbs, 2002).
The framework that Theobald and Hobbs (2002)
recommend includes the use of spatial models to examine the consequences of
various build-out scenarios. Developing
models of future landscape change to assist land-use decision-making is
becoming more common (for reviews see Berling-Wolff and Wu 2004 and U.S. EPA,
2000). Some of these models have been
applied to examine future rates of habitat fragmentation and deforestation
(Turner et al., 2001; Cogan, 1997) and threats to farmland conservation
(Bradshaw and Muller, 1998; Berger and Bolte, 2004).
These models focus primarily on urban development
because of their reliance on transportation and other socioeconomic factors
(Swenson and Franklin, 2000). Another
reason is that spatially explicit models based on past land-use transitions
often rely on data from remote sensing which, due to the resolution of the
data, can not detect more subtle types of development (Ward et al., 2000;
Sutton et al., in press). This means that most existing land-use change models
can not forecast increases in the extent of low-density residential
development.
Given that exurban expansion is a widespread phenomena
and can have significant impacts on land-use and conservation, better models
are required to explore the pattern and process of exurban development. These models can be used to examine the
influence of local land-use policies such as subdivision controls on future
patterns of exurban development and the resulting impacts on remaining natural
areas and farmland. This paper provides
a real-world application of a new model which forecasts exurban development. We
use this model to evaluate the likely effects of various policy scenarios on
forest and farmland conservation. The
results quantify how land-use policies result in tradeoffs between farmland and
habitat conservation and increase our understanding of how useful policies
commonly found in local land use plans are for habitat and farmland
protection.
Study
Area
Sonoma County, in the northern San Francisco Bay Area
(Fig. 1), has an intermix of low-density housing, vineyards, and wildlands that
cover more than half of the County’s one million acres (Merenlender 2000), resulting
in an increased interface between human-dominated

Figure
1. Land considered already
developed, and hence unavailable for additional growth, included 2000 Census
blocks with housing densities of 1 unit or more per acre and all parcels that
are developed at or above the zoned density.
landscapes
and wildlands. Throughout this paper we use wildland to mean areas that are not
developed and have few roads and widely scattered structures if any. Due to the exceptionally high oak species
diversity, Sonoma County’s woodlands support a myriad of birds and other
wildlife (Pavlik et al. 1991).
Sonoma County’s Mediterranean climate and topography
help to produce some of the world’s best wine grapes. Approximately 22,621 hectares (55,900 acres) of wine grapes are
grown in the County, worth approximately $390 million (County of Sonoma, 2000),
making farmland conservation paramount for the local economy.
While Sonoma County residents have enacted laws to create urban growth
boundaries around the expanding cities, low-density housing development (< 1
unit/0.8 ha [2 acres]) still consumes large amounts of wildland. This type of development primarily comes
from the subdivision of farms and ranches into small parcels (2-16 hectares or
5-40 acres) that are often on high ground with open views (Mitchell et al.,
2002), in part, because most exurban residents view the natural environment as
an important amenity (Crump, 2003).
UPlan Sonoma
UPlan (Johnston and Shabazian, 2003) is a rule-based
model that incorporates land-use categories commonly used in general
plans. The general plan is the
predominant method of land-use control employed by local governments in
California and results in general land-use classes such as commercial,
residential, and agricultural. This
model also offers an opportunity for users to change the input parameters and
examine the results. In addition to
using general plans to determine areas that will be developed, UPlan uses
population and employment projections, weighted attractants (e.g. highways) and
disattractants for development (e.g. slope), and user-defined constraints on
development (e.g. floodplains, public land).
UPlan is written in
the Avenue programming language to run in ArcView, a Geographic Information
System (GIS) program (ESRI, Redlands, CA), and converts user-specified
parameters into grids that are then used to form new grids which forecast
patterns of future land use. A grid is
a geographic data model representing information as an array of equally sized
square cells arranged in rows and columns. Each grid cell is referenced by its
geographic x,y location. The resulting development grids are based on
attraction and exclusion grids, the general plan, and areas of existing urban
development. Attraction grids are sites
that are preferentially developed (i.e. near to freeway ramps and roads)
and exclusion grids are comprised of areas where development is restricted (i.e.
parks, waterways etc.). The general plan grid is a composite grid of the
general plan land-use maps, and the existing urban grid includes all areas
considered already urbanized. The density of projected new development is
determined by a fixed grid cell size for each type of development (e.g.
commercial, residential) and therefore does not result in the exact densities
allowed by the county general plan.
A public policy called
the Rural Heritage Initiative was included in the November 2000 local election
in Sonoma County. This Initiative was
similar to neighboring Napa County’s anti-sprawl initiative, Measure J which
was passed in 1990. If passed, the
Rural Heritage Initiative would have required, with a few exceptions, the
passage of a ballot measure approved by a majority of the voters to change the
land-use designation or increase the density of land designated as various
classes of agriculture in the current Sonoma County General Plan. The Rural Heritage Initiative received 42.6%
of the vote and therefore did not pass.
However, given the popularity of preventing development on these
agricultural lands, we wanted to compare the pattern of future development if
all agricultural land is protected from subdivision or if only agricultural
land zoned 40 acres or larger is protected.
From our discussions with planners, commissioners, and academics there
is some consensus that properties zoned at this density or greater are more
likely to be developed despite their land-use designation. We compared these two agricultural land
protection options with future development if no designated lands were
protected from subdivision (i.e. no agricultural land protection). Here three different agricultural land
protection scenarios for 2010 are examined for Sonoma County: 1) all
agricultural land remains protected from further development; 2) only
agricultural land with a designated residential density of 16 hectares (40
acres) or more is not subject to further development, allowing for development
in agricultural land designated as 4-16 hectares/unit (10-40 acres/unit); and
3) no agricultural land is protected from development. In all three scenarios agricultural land is
defined by the land-use designations found in the county general plan (land
intensive agriculture, land extensive agriculture, diverse agriculture).
We customized UPlan for Sonoma County by specifying the
appropriate input parameters based on available data for the County. UPlan Sonoma allocates future development
based on General Plan land-use, the areas defined as already developed,
percentage of the population designated for the different residential density
categories, the population projection used, and areas that were masked out from
development. Because Sonoma County’s
General Plan is parcel-based, we used a strict compliance model that does not
allow spill over into other land-use classes.
There are other necessary input parameters used in the model that can
serve as attractants or disattractants for development in cases where the
land-use plan is not as detailed as Sonoma County’s General Plan. Examples of
attractants are major arterials, city sphere of influence (area of future
services), freeway ramps, and highways while slope can be used as a constraint
to development (Johnston and Shabazian, 2003).
UPlan Sonoma uses a
single land-use map layer that was developed by reclassifying the Sonoma County
General Plan and nine incorporated city plans into the following classes:
residential high (RH) [> 8 units/0.4 ha (1 acre)], residential medium (RM)
[8 units/0.4 ha (1 acre) to 0.5 units/0.4 ha (1 acre)], residential low (RL) [1
unit/0.8 ha (2 acres) to 1 unit/2 ha (5 acres)], residential very low (RVL)
[< 1 unit/2 ha (5 acres)], agriculture, industry, high-density commercial,
low-density commercial, public land, and water. Land considered already developed, and hence unavailable for
additional growth, included 2000 Census blocks with housing densities of 1 unit
or more per acre and all parcels that are developed at or above the zoned
density. The latter information was calculated by dividing the size of each parcel by its
designated residential density from the County General Plan land-use layer.
This represents an estimated maximum number of lot splits or added residences
allowed per parcel. Subtracting the existing number of residential units per
parcel from the estimated maximum number yields the potential number of lot
splits or added residences per parcel. The
existing number of units per parcel was obtained from 2001 County Assessor's
data. This method does not account for
second units (i.e., mother-in-law units) which were reported to be fewer
than 1,000 by Sonoma County planners.
The resulting map of areas considered already developed based on this
combined data set is shown in Figure 1.
The parcels which remain available for further development (areas not colored)
represent the remaining land supply. We
believe that this is the first time that the remaining land supply has been
mapped using these methods.
The relative amount of
future residential development that was allocated to the four different UPlan residential
density classes was based on an estimated distribution of residents currently
living in each density class. These
current estimates were calculated using parcel data layers for the entire
County and largest city, Santa Rosa (this was the only city with digital parcel
data available to us), 2000 Census blocks, and the General Plan land-use
categories. The resulting proportions
for the County were 4% RH, 30% RM, 25% RL, 41% RVL; for the city of Santa Rosa the
proportions were 18% RH, 71% RM, 7% RL, and 4% RVL. We then weighted these proportions based on 67% of the population
living in cities and 33% in unincorporated areas, reflecting the 2000
urban-rural population breakdown for the County (Association of Bay Area
Governments, 2001). The resulting
breakdown (14% RH, 59% RM, 12% RL, 15% RVL) was used as input parameters in the
model to allocate future residential development. This means that an estimated 27% of people in Sonoma County now
live in low density residential areas, so we allocated 12% of the estimated
future population to RL and 15% to RVL.
The average lot size for these residential classes was calculated by
intersecting the County and Santa Rosa parcel data with the county and city
general plan layers reclassified as UPlan land-use categories and taking the
average of all the parcel sizes identified within in each type. The resulting average lot size in acres for
each residential type is 0.06 RH, 0.5 RM, 2.0 RL, and 10.6 RVL. Also, low and very-low residential
development requires at least a 200m x 200m grid cell (≈4 ha, ≈10
acres) in UPlan to be available for development in order for this type of
land-use to be allocated, as compared to a 50m grid cell (≈ 0.25 ha,
≈ 0.6 acres) for all other types of development. These numbers influence the amount of
acreage consumed by the model for each type of residential land-use. The required commercial development is based
on employment parameters determined by the local government (e.g. persons per household,
employees per household).
We set the starting
population at 458,614 as reported in the 2000 Census data for Sonoma County
(U.S. Census Bureau 2000). The
population projection for 2010 of 527,200 from Association of Bay Area
Governments was used to calculate demand for future development (Association of
Bay Area Governments, 2001). Areas
masked out from development included rivers and lakes and areas within 100m
surrounding these features, public land, properties with conservation
easements, and land mapped as already developed. The three policy scenarios discussed above were then run using
UPlan Sonoma.
Each model run
results in a map of the amount and distribution of estimated future
development, called the “allocation” in the UPlan Avenue program. It also estimates the amount of land needed
for development, as well as the amount of land developed in a given run of the
model, and any unallocated demand for land (i.e., deficit) that may
exist due to a lack of capacity for development given the input parameters of
each run.
To distinguish the loss, degradation, and
fragmentation of large forested areas that provide essential habitat for
wildlife, as compared to the conversion of isolated small stands of native
vegetation that can result from development, we focused our analysis on core
habitat patches. To do so, we adapted
the “core.aml” habitat analysis program, originally written by Shawn Saving of
the California Department of Forestry’s Fire and Resource Assessment Program. Core habitat areas were defined as 100 ha or
more of continuous forested habitat that existed in 1990 based on a classified
satellite imagery vegetation map (25m, 82ft resolution) of Sonoma County
provided by California Department of Forestry and Fire Protection (Pacific
Meridian Resources, 1994). Individual
habitat patches were separated by at least two 25m pixels. To eliminate edge habitat, all cells within
25m from the edge were removed around each identified core habitat patch. These distances were arbitrarily fixed to
remove very small forest fragments from the analysis because these areas are
not the focus of conservation efforts.
The three resulting UPlan development maps were
intersected with the core habitat layer for Sonoma County, and areas of overlap
were quantified to compare the affect of each scenario on core forestlands. In
addition to calculating the amount of core forestland consumed by future
development for each scenario, we also calculated the amount that fell within
fixed distances from each resulting development grid to measure potential edge
effects.
The resulting three development grids were also
intersected with existing farmland types designated as prime, unique, and of
statewide or local importance by the California 2000 Farmland Mapping and
Monitoring Program data for Sonoma County.
This provided us with an independent source of data to measure how much
farmland was consumed by development under each scenario.
The results of these models are
based on all of the land-use and growth parameters outlined in the Methods section,
with only the type of agricultural land protected varying among the three
scenarios. Because the Sonoma plan
specificity dictates the precise location of each type of development, the
weighting of the various attractants and constraints to development that are in
the model had little influence on the outcome. We believe that this effort has
produced the most realistic picture to date of future development patterns that
are likely to occur in Sonoma County given the current planning policies and population
projections.
It
is clear that if all land designated as agriculture is restricted from
development then the density of development increases (Fig. 2) in the
non-agricultural areas of the County.
Under this scenario the model was not able to fully allocate the
calculated demand for low- and very-low-density residential development (Table
1). When development is prohibited only
on agricultural lands zoned for parcels of 16 hectares (40 acres) or more (Fig.
3) then the development footprint is more extensive and less dense in some
areas and more development could be accommodated (table 1). The most extreme example of sprawl can be
observed if all agricultural land is opened up to residential development as is
depicted in Figure 4. This last scenario
comes closest to accommodating the demand for very-low-density residential
development (table 1).
The greatest amount of core forested habitat is
affected when no agricultural land is protected (7,565 ha) because most core
habitat is designated as Agricultural in the County General Plan. However, less intuitive is the finding that
more core forestland is developed if all agricultural land is protected (5,813
ha) than if only agricultural lands zoned for 16 hectare (40 acre) or larger
parcels is protected from development (4,599 ha). This is because in the latter
Tables
1a, b, c.

Figure
2. UPlan results when land designated as agricultural in the 1989 County
General Plan is protected from development.
Number of hectares
that each model (a = all agricultural land protected, b = agricultural land
zoned larger than 40 acres/unit protected, c = no agricultural land protected)
calculated would be needed, available, and developed, and any remaining
deficit. Note that when the model
develops the final grids, the resulting development acreage closely matches the
calculated demand and, in some cases, the model could not fully allocate the
needed acreage so a deficit is reported.
Table 1 a.
|
Land-Use type |
Ha needed |
Ha available |
Ha developed |
Deficit if any |
|
Industrial |
229 |
2144 |
233 |
--- |
|
Commercial High |
32 |
361 |
32 |
--- |
|
Residential High |
81 |
152 |
82 |
--- |
|
Commercial Low |
558 |
1492 |
558 |
--- |
|
Residential Medium |
3,026 |
6,096 |
3,027 |
--- |
|
Residential Low |
2,713 |
4,573 |
677 |
--- |
|
Residential Very Low |
17,697 |
16,066 |
12,042 |
5,655 |
Table 1 b.
|
Land-Use type |
Ha needed
|
Ha available |
Ha developed |
Deficit if any |
|
Industrial |
229 |
2185 |
231 |
--- |
|
Commercial High |
32 |
363 |
32 |
--- |
|
Residential High |
81 |
154 |
81 |
--- |
|
Commercial Low |
558 |
1,550 |
558 |
--- |
|
Residential Medium |
3,026 |
6,174 |
3,026 |
--- |
|
Residential Low |
2,713 |
4,726 |
682 |
--- |
|
Residential Very Low |
17,697 |
38,855 |
17,252 |
445 |
Table 1 c.
|
Land-Use type |
Ha needed |
Ha available |
Ha developed |
Deficit if any |
|
Industrial |
229 |
2185 |
233 |
--- |
|
Commercial High |
32 |
363 |
32 |
--- |
|
Residential High |
81 |
154 |
81 |
--- |
|
Commercial Low |
558 |
1,551 |
558 |
--- |
|
Residential Medium |
3,026 |
6,174 |
3,030 |
--- |
|
Residential Low |
2,713 |
4,727 |
717 |
--- |
|
Residential Very Low |
17,697 |
16,959 |
17,668 |
29 |
case
the future development is spread across current agricultural lands with small
parcels, most of which is on relatively flat lands containing no core forest
land, reducing the development pressure in hilly rural residential lands that
contain core oak woodlands. The core forested
areas that are lost to development under scenario two (only agricultural land
designated as 16 hectare (40 acre) parcels or larger is protected from
development) are shown in Figure 5.
Here we see that the core forestlands are mostly distant from the main
development corridor along Highway 101 and the premium agricultural valleys
that run along the major rivers.
To quantify the extent to which core
forestland is influenced by edge effects in the three different scenarios we
plot the amount of core forestland that falls from 0-2,500m away from the
resulting new development grids (Fig. 5).
We find that 73% of the core forestland would be only 500m or closer to
future development if agricultural land is not protected (scenario 3) as
compared to 54% if all agricultural land (scenario 1) or only agricultural land
designated as 16 hectare (40 acre) parcels or larger is protected (scenario 2).
Various amounts of the future development projected
by these models would occur in farmland, designated as prime, unique, and of
statewide or local importance by the Farmland Mapping and Monitoring Program
(FMMP) [California Department of Conservation, 1994]. This program designates farmland based on existing agricultural
activities and soils and does not correspond to the County General Plan
farmland land-use designations, providing us with an independent measure of
farmland likely to be developed. In the
case where agricultural land is entirely protected, 2,164 hectares of farmland
would be developed. A total of 8,250
hectares would be developed if land zoned for parcels smaller than 16 hectares
(40 acres) were open for development (scenario 2). The UPlan results based on this scenario are mapped with vineyard
blocks (mapped by Circuit Rider Productions, Inc through 1997) and designated
FMMP-designated farmland in Figure 7.
Without agricultural land protection at all, 3,976 hectares of farmland
is consumed for development. As we
expected, the amount of agricultural land lost to development increases when 16
hectares (40 acres) and smaller parcels (zoned agriculture) are opened for
development. However, less intuitive is
the fact that if the agricultural land designated in the General Plan is not
protected, the amount of recognized agricultural land by the FMMP that would be
subject to development decreases because more development occurs on extensive
land (grazing land), relieving the development pressure on lands under
intensive agriculture (prime, unique, statewide and local importance).
Model
Limitations
The universal importance of general plans for
forecasting future development can be debated, as regions that have experienced
an overwhelming demand for development have experienced rapid urbanization
never accounted for in early general plan documents. However, the advantage of working with County planners and
decision-makers on a model that incorporates general plans, their primary
decision-making tool, and produces results that they have some confidence in
far outweighs other modeling approaches that do not facilitate this type of collaboration. By working with Sonoma County planners we
gained great insight into how to best estimate the necessary input parameters
and what types of development scenarios are realistic to consider. In particular, Sonoma County has a
parcel-specific land-use plan (County of Sonoma 1989) that is the basis for
most land-use decision-making; therefore, for a development model to be
credible and used by Sonoma County staff, elected officials, and the public,
general plan land-use categories had to be incorporated. Also, given that we are interested in
relatively short-term growth, we are confident that Sonoma County’s General
Plan will have the greatest influence over the development pattern of Sonoma
County through 2010.
The results of this model should be used to identify
regional trends in development risk and not to assume that the portrayed
density will be exactly reflected by future growth or that any individual
parcel is necessarily going to be developed.
For example, Figure 2 shows that some areas, such as the Sonoma Mountain
area, are likely to be developed even under the most stringent agricultural
land protection policies because of the amount of non-agricultural land
designated.
It is worth mentioning again that low-density
residential development could only be allocated to cells larger than 4 hectares
( ≈10 acres), which restricts the amount of this type of development that the model will allocate and, in turn,
influences the deficit numbers reported in
Table 1.
Given the many constraints to development that are not incorporated into
this model, water availability being the main one, using a larger grid cell is
one way to restrict the amount of this type of development. Also, since UPlan
does not directly allocate development into exactly the density categories
dictated by zoning, the density of development in the resulting projection
grids is only representative in the aggregate of demand for that type of
development.

Figure 3. UPlan results when agricultural land
designated as 40 acre parcels or smaller is not protected from development.

Figure 4. UPlan results with no agricultural land
protected from development.
The large amount of overlap between populated areas
and agricultural activities in Sonoma County is demonstrated by the proportion
of land consumed for development that is classified as farmland. The greatest amount of farmland (excluding
grazing land) will be consumed if properties zoned at densities greater than 1
unit/16 hectares (40 acres) are developed.
However, if farmland is not protected at all, the rural land in Sonoma
County will be entirely intermixed with low-density residential
development. Given the demand for
additional low-density housing in Sonoma County, the agricultural-residential
interface is most likely going to increase, causing additional conflicts
between rural residents and farmers (Fig. 6).
Even with the most stringent agricultural land
protection policies, other conservation tools will be needed to protect Sonoma
County’s open space. Protecting land
from development through agricultural zoning and local ordinances does not
necessarily protect habitat for biodiversity conservation. Intensive agriculture and other permitted
land-use activities can result in habitat conversion, modification, and
fragmentation. However, we examined how
agricultural protection would influence development patterns in core habitat in
Sonoma County because this is the most likely method of preventing development
that may be implemented in the near future. Other tools are needed to prevent
deforestation and to protect valuable habitat that is slated for
development.

Figure 5. The amount of core forestland that falls
from 0-2,500m away from the newly developed areas. The difference between the two agricultural protection scenarios
is small enough that the two lines entirely overlap at this scale.

Figure 6. UPlan results (in black) from scenario
two over vineyards (mapped through 1997 by Circuit Rider Productions Inc.) and
farmland types (prime, unique, statewide and local importance) designated by
the 2000 Farmland Mapping and Monitoring Program.
Broader Impacts
The primary goal of
many development models is that they be useful to communities who want to
examine the implications of growth by projecting the outcomes of various
planning options, and so ultimately help to manage growth in a more informed
way. Based on our experience, local
decision-makers who are involved in producing land-use plans prefer development
models that build out the existing land-use plan and allow for different
development scenarios based on possible changes to the plan. In general, we find that local
decision-makers prefer rule-based models as compared to complex statistical models
with fixed results. This may be because
they do not understand complex statistical analysis and therefore are not
comfortable relying on the results. The
United States Environmental Protection Agency recommends such build-out
analysis because it allows a community to test out its existing regulations –
to glimpse at its possible future when all land is developed to the maximum
extent allowed under law (Lacy, 1990).
However, it is important to remember that rule-based models require a
strong understanding of the system being modeled so that the rules accurately
represent the current situation.
This research demonstrates the utility of a
rule-based model that forecasts the pattern of future development based on a
local land-use plan. By applying this
model we were able to quantify an increased level of habitat fragmentation and
forest edge effects that would result under a farmland protection
scenario. This research quantifies the
unintended environmental consequences of agricultural land subdivision
controls. This same problem is likely to
occur in other countries where wildlands adjacent to agricultural areas will
become fragmented for rural residential or peri-agriculture purposes at a
greater rate if prime farmland is protected from such development.
With no subdivision controls enacted
then scattered development throughout the region is likely to influence
forested areas primarily because of the increased amount of edge habitat that
will arise from overly dispersed development patterns. This demonstrates the need for clustered
development in order to prevent anthropogenic disturbance throughout the
remaining natural areas in all developed countries where exurban development is
increasing.
CONCLUSION
UPlan can help decision-makers protect important open
space by allowing them to consider the consequences of land-use planning on
natural habitats and agricultural lands.
However, while farmland protection policies can achieve this in part,
they are not the entire solution to reducing the impacts of exurban
expansion. In fact, restrictions on
subdividing lots for high and medium density residential development may result
in increased pressure to develop existing large parcels that are not yet
developed to their maximum density according to the General Plan. Reducing densities and securing conservation
easements are other important planning tools that could be used. Fortunately, Sonoma County does have an
Agricultural Preservation and Open Space District that is funded by a sales tax
to acquire high priority agricultural, natural, and open space resources
through purchasing full or partial interest in land. We are working with the District to apply UPlan scenarios as a
method of assessing the risk of wildland and farmland conversion to help prioritize
acquisition. The combination of spatially
explicit planning tools such as UPlan with a variety of policy options,
including incentive based conservation, should improve our ability to stave off
continued low-density development and avoid the associated costs to wildland
and farmland conservation.
This research was
funded by the University of California’s Integrated Hardwood Range Management
Program. We thank the following people
for assistance with the development of UPlan Sonoma and the underlying data layers
that made the analyses possible: Jodi Hilty, Rixanne Wehren, Peter Cole, Evan
Girvetz, Greg Carr, Tim Pudoff, Steven Mason, Michael Hansen, Rich Hunter,
Brian Turner, Trae Cooper, Shawn Sumpter, Rick Pedroncelli, and Mike
Hargreaves. Helpful comments on the
manuscript were made by Kerry Heise, Charlie Cooke, Jennifer Garden, Joan
Vilms, and Kerrie Wilson. Also, thank
you to Ellen Saxe and Ronald Karish for peace of mind and a place to work.
Association
of Bay Area Governments 2001.
Projections 2002: Forecasts for
the San Francisco Bay Area to the Year 2025. Oakland, CA. 285 pp.
Azimer, J. and L. Stone. 2003. The Rural West: Diversity and
Dilemma. Canada West Foundation, Calgary, Alberta. www.cwf.ca/abcalcwf/doc.nsf/Publications?ReadForm. Accessed June 19, 2003.
Berger, P.A. and J.P. Bolte 2003.
Evaluating the impact of policy options on agricultural landscapes: An
alternative-futures approach. Ecological
Applications 14(2):342-354.
Berling-Wolff, S. and J. Wu. 2004. Modeling urban landscape
dynamics: A review. Ecological
Research 19:119-129.
Bradshaw,
T.K. and B. Muller. 1998. Impacts of rapid urban growth on farmland conversion:
Application of new regional land use policy models and geographical information
systems. Rural Sociology 63(1):1-25.
California Department of
Conservation, 1994. A Guide to the Farmland Mapping and Monitoring Program.
Publication FM 94-02. Sacramento, California Department of Conservation. 23 pp.
Clergeau, P., Savard,
J.P.L., Mennechez, G., and G. Falardean. 1998. Bird abundance and diversity
along an urban-rural gradient: A comparative study between two cities on
different countries. Condor
100:413-425.
Cogan,
C.B. 1997. The California biodiversity
project: Application of ecological data to biodiversity analysis, In:
Proceedings of the ESRI User Conference, 1997.
ESRI, Redlands, CA.
County
of Sonoma, 1989. Sonoma County General Plan, third
revision. Santa Rosa, CA.
County
of Sonoma, 2000. Sonoma County Agricultural Crop Report –
2000. Agriculture Commissioner’s
Office, Santa Rosa, CA.
Crump,
J.R. 2003. Finding a place in the
country: Exurban and suburban development in Sonoma County, California. Environment
and Behavior 35(2):187-202.
Davis,
J.S., Nelson, A.C. Dueker, K.J., 1994. The New ‘Burbs: The Exurbs and Their
Implications for Panning Policy. Journal of the American Planning
Association 60(1) 45-59.
Dubost,
F., 1998. De la maison de campagne ŕ la résidence secondaire. In F. Dubost
(Ed.), L’autre maison: la ‘résidence secondaire’, refuge des générations (pp.
10-37). Paris: Éditions.
Enemark,
S. 2002. Spatial Planning System in Denmark. Publication No. 2 An international publication series on
surveying, cadastre and land management in Denmark. Published in Copenhagen,
Denmark ISSN 1399-591X.
Esparza,
A.X. and J.L. Carruthers. 2000. Land use planning and exurbanization in the
rural Mountain West – Evidence from Arizona.
Journal of Planning Education and Research 20(1):23-36.
Fernandes-Juricic,
E. 2001. Avian spatial segregation at edges and interiors of urban parks in
Madrid, Spain. Biodiversity and Conservation 10:1303-1316.
Fisher,
T. 2003. Differentiation of growth
processes in the peri-urban region: An Australian case study. Urban Studies 40(3):551-565.
Harte,
J. 2001. Land use, biodiversity, and ecosystem integrity: The challenge of
preserving earth’s life support system.
Environmental Law Quarterly 27:929- 965
Heimlich, R.E. and W.D. And